證監(jiān)會(huì)叫?！氨ＷC金交易”

請(qǐng)看中國(guó)日?qǐng)?bào)網(wǎng)的報(bào)道：

Chinese stocks plunged on Monday, led by brokerages, as regulators took measures to punish non-compliant margin trading activities.

由于監(jiān)管部門采取行動(dòng)懲治不符合要求的保證金交易活動(dòng)，周一，我國(guó)股市大跌，經(jīng)紀(jì)公司跌勢(shì)尤為明顯。

上文中的margin trading即“保證金交易”，又稱信用交易和墊頭交易。Brokerage指證券經(jīng)紀(jì)公司，即以接受客戶委托，代客戶買賣證券并以此收取傭金的中間人。Brokerage也可以指經(jīng)紀(jì)人和經(jīng)紀(jì)傭金。

監(jiān)管部門正在查處給予無資格投資者設(shè)立保證金交易賬戶(allowing unqualified investors to open margin trading accounts)等非法行為，造成上證綜合指數(shù)下跌了6.3%，早市收盤(close the morning session at)3,163.72點(diǎn)，中信證券和海通證券都下跌達(dá)到了跌停(slump by daily limit)了10%。

中信、海通、國(guó)泰君安由于存在違規(guī)問題，被證監(jiān)會(huì)處以暫停融資融券賬戶三個(gè)月的懲罰(were suspended from lending money and stocks to new clients for three months)。